Asset Management Fee Schedule

 

Asset Management

Shadowridge offers discretionary direct asset management services to advisory clients. Fees for these services will be based on a percentage of Assets Under Management as follows:

Assets Under Management Maximum Annual Fee Quarterly Fee
$0-$500,000 1.50% .3750%
$500,001-$1,000,000 1.25% .3125%
$1,000,000+ 1.00% .2500%

The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. Fees are payable quarterly in arrears and calculated based on the average daily balance of the account(s) during the quarter. Quarterly advisory fees deducted from the clients account by the custodian will be reflected on the quarterly statement and in the invoice provided to the client by Shadowridge. Clients may terminate their account within five (5) business days of signing the Investment Advisory Contract for a full refund. If the agreement is terminated during any given quarter, Shadowridge will be entitled to a pro rata fee for the days service was provided in the final quarter.

If Shadowridge hires a sub-advisor, there is no additional cost to the client. The fees to the sub-advisor will be paid by Shadowridge from the fees they charge the client.

403(b) Plan Management

Shadowridge offers discretionary direct asset management services to 403(b) and ORP advisory clients.

Assets Under Management Maximum Annual Fee Monthly Fee
All account values 1.25% .1042%

Fees are payable monthly in arrears and calculated based on the balance of the account(s) at the end of the month. Monthly advisory fees deducted from the clients account by the custodian will be reflected on the custodial statement and in the invoice provided to the client by Shadowridge. Clients may terminate their account within five (5) business days of signing the Investment Advisory Contract for a full refund. If the agreement is terminated during any given month, Shadowridge will be entitled to a pro rata fee for the days service was provided in the final month.